0000007275 00000 n An Individual and Joint Tenant account can sell shares online utilizing various channels supported by Broadridge Issuer Solutions. Dividend Reinvest Plans (DRIP) and Direct Stock Purchase Plans (DSPP) are plans provided on behalf of corporations to simplify investment activity. 0000012177 00000 n 0000001535 00000 n If you are trying to set up an account online in response to a request for a completed W-9, you will be unable to create an online profile until we receive a completed W-9 from you via mail. A notary stamp is not acceptable when transferring the ownership of stock. All sales requests submitted are considered final. Please note that we may only accept sales requests up to $50,000 by phone. If the stock issuer supports these stock options, you may deposit your certificated share(s) into the DRS Book Entry form or Plan form in order to sell through Broadridge. In the file bar, select Browser Mode. Please utilize the, You may access your account online via the investor portal and post your sales request. 0000024199 00000 n Several types of Joint Registration exist including Joint Tenants with right of survivorship, Tenants by the Entirety and Tenants in common. You may contact the call center and we can process your sales request over the phone. There are a number of account registrations you can request when establishing a new account. DRS Book-Entry shares are not represented in physical form as a stock certificate. $('#accordion').find('.accordion-toggle').each(function(){ In order to merge accounts, the registration name, address and TIN need to match. You may mail or fax your signed sales coupon or letter of instruction to the address or fax number below. %PDF-1.5 % The sale of the fractional share will be subject to any applicable sale and brokerage fees and participation in Plan will be terminated. If you hold shares in certificate form, your sales request must be submitted by mail. Please send us a letter of instruction signed by all registered owners stating your intent to transfer. 0000001780 00000 n startxref %%EOF 0000002367 00000 n NOTE: If you do not know your account number, please check your most recent statement, or contact Broadridge Shareholder Services at 800-586-1585, 9:00am - 6:00pm EST. Note that this is different from having your signature notarized. In some cases, additional documents will be required to complete the transfer. United States Executor or administrator is appointed for the foreign decedent with respect to the property; or. These instructions should provide the name, address and social security number for each transferee and should indicate the number of shares to be transferred. 5. Can I sell my shares through Broadridge if I dont have a broker? In some cases additional documents will be required to complete the transfer. *If your shares are registered as a trustee, custodianship, corporate account, IRA/retirement or non-US citizen, an additional PIN will be required. How do I merge my accounts into one account? Some plans do require that investors own a minimum number of shares prior to participating in a plan. 2022 Broadridge Financial Solutions, Inc. http://www.stai.org/medallions_outside_the_us.php. Confirm that Broadridge is the transfer agent - our namewill usually appear on your account statement. });

Please coordinate with your broker to ensure that they will accept share delivery via the DWAC system. %PDF-1.4 % Box 1342 How can I obtain a copy of my 1099? Mail your certificates to Broadridge at the address below with a completed Legal Transfer Form which can be downloaded at the right: The Legal Transfer Form must be appropriately signed by all registered holders, exactly as the name(s) appear on the face of the certificate(s) or must be accompanied by a stock power bearing the appropriate signature(s). You should receive your 1099 by mid-February. The Investor Portal is best viewed using Internet Explorer Versions 8 or 9, the latest FireFox or the latest Chrome browser. While there may be a fee associated with obtaining an MSG, most banks and brokerage firms provide this service free of charge to their customers. This option is only available for individual and joint tenant account registrations. Signature Guarantee Programs have been developed and eligible financial institutions which subscribe to such programs are issued "Medallion Guarantee Stamps". In the event of loss, a surety bond of 2% will be required to replace the certificates. }); The social security number provided does not match our database; the social security number provided belongs to a deceased shareholder; or the social security number provided resulted in multiple matches in our database. $(this).next().slideToggle('fast'); There are many options when it comes to securities brokers, so make sure you are choosing one that will best suit your needs. Your shareholder account number. r\a W+ Close the pop-up. Any EXP shares acquired before November 2017 were issued before they were registered with the SEC, and therefore are restricted from free trading until the restrictions are removed. Limit Order: $25 fee plus $0.10 per share, Broadridge Corporate Issuer Solutions P.O. 2022 Broadridge Financial Solutions, Inc. http://www.stai.org/medallions_outside_the_us.php, Notification via fax to: (215) 553-5402; attention Lost Securities Dept.

Include any additional instructions indicating how you wish the shares to be transferred. Once you provide this required paperwork to Broadridge, your broker can post the DWAC transaction by 10:00 am EST the following morning and Broadridge can approve the DWAC transfer the same day. We recommend that all certificates be sent by registered mail, return receipt requested. 0000032155 00000 n Click Hereto lookup a contact number for a company. An Individual and Joint Tenant account can sell shares online utilizing various channels supported by Broadridge Issuer Solutions. If you have lost your share certificates, we can help replace them, by following these steps: Broadridge Corporate Issuer SolutionsP.O. You will receive the PIN within ten business days. 0 The website is. The stamp is imprinted with special ink used in validating its authenticity.

The Uniform Commercial Code (UCC) entitles transfer agents and corporate issuers to receive signature guarantees to protect them against fraudulent and unauthorized transfers. Signature Guarantee Programs have been developed and eligible financial institutions which subscribe to such programs are issued "Medallion Guarantee Stamps". How long does it take for the shares to be transferred to my brokerage account? In the event of loss, a surety bond will be required to replace the certificates. "vQ])C It takes two business days for the settlement of a DRS transaction and your shares will be in your account by the morning of the 3rd business day. This action will help facilitate future transactions by allowing your shares to be immediately available for sale, transfer or exchange. Additional paperwork is not required for DRS transfers. You can access your account information from our secure website by clicking on the Shareholder Login link, where you can view and manage the following: eXp World Holdings, Inc. (NASDAQ: EXPI) is the holding company for a number of companies most notably eXp Realty. There are many options when it comes to securities brokers, so make sure you are choosing one that will best suit your needs. A8 19@MBU:0dn}.9 !mj;s'y?RI9\iH1ILml.=#\B? 8[=~/}w)\\i6\ SCRev[|WcS^OIU,_yy~%F.92'\Kr =`#n% yY+ Make the selection by filling out the form on your account statement and returning it to Broadridge. t3 7pP* m$h"|uY7&_XNpntyGDPsAp MI19kEbFc6OfvAL3~E%-f:yZ4Ad&?s}N] #Lu0\ba8g#=)4*l/x3;E=knu^BMrv5|rzInnfn'b./Z8K:]b vT0ol[. The issuer of the shares -- eXp World Holdings, Inc (EXPI). $(this).attr('click-assigned', 'true'); If you have lost your share certificates, we can help replace them, by following these steps: Broadridge Corporate Issuer Solutions If you do not have this information, you should call our Lost Securities Department at the 800 number on this site. 0000024513 00000 n For real time transactions and updates utilize the Shareholder Portal or Interactive Voice Response system for most common tasks. Both documents will be processed together. Should one of the parties die, ownership of the shares passes to the surviving tenant(s). Please utilize theShareholder Sale Request Formfound under forms on the top right of this pageor a signed letter of instruction stating your intent to sell and how many shares you wish to sell. Click any of the questions to expand that section. Mail the completed W-9 or W-8BEN form to: Why is a W-8BEN required for shareholders outside the US and how do I complete it? 2. 0000013573 00000 n After validating your account information, one of our dedicated staff members will confirm if your shares are held in certificate form, DRS Book-Entry form, or held in Plan.

Note that this is different from having your signature notarized. It is suggested that the shipment be insured for 2% of the current value of the shares. If you are unable to locate the original certificates, please contact us to report the certificates as lost. 0000000016 00000 n //Hide the other panels How should shares for transfer be mailed to Broadridge? A surety bond is typically obtained by paying a premium to the surety company equal to 2% of the current value of the shares being replaced. // ]]>.

IMPORTANT: You must be able to provide the name of the security, the certificate number(s), the name of the registered owner(s), and the number of shares in all communications. 0000007662 00000 n Market Order: $25 fee plus $0.10 per share. We require a copy of the minors birth certificate or passport exhibiting he/she is now of the age of majority. ^UHP36PnV!>9FqP t* )q!"P The Uniform Commercial Code (UCC) entitles transfer agents and corporate issuers to receive signature guarantees to protect them against fraudulent and unauthorized transfers. In order to effectuate a name change on a shareholder account, you will need to transfer the shares into a new account held by you with your new or corrected name. If you hold shares in certificate form, your sales request must be submitted by mail. Include any additional instructions indicating how you wish the shares to be transferred. 0000011091 00000 n Complete the Shareholders Representation Letter and submit to stock@exprealty.com. Your corporation you own stock in may also support a stock sale plan. Registered shareholders receive dividends, proxies and other communications directly from the corporation via the transfer agent or the corporation directly. 0000002317 00000 n If you do not have this information, you should call our Lost Securities Department at the 800 number on this site. The corresponding Taxpayer Identification Number (TIN) associated with the account. How do I transfer my stock and retain as registered shares? Therefore, the above information is subject to change. DRS transfer only requires your broker to initiate the DRS transaction. A registered shareholder is the owner of record on the books of the corporation, generally kept by the transfer agent. xref If you keep your stock with your broker in a broker account, you are a "street name" holder and are not directly registered on the company's records as maintained by the transfer agent. A DRS transfer can only move whole shares. Transfer agents are obligated to ensure that such stamps appear on the transfer documents and are entitled to refuse a transfer of shares if a signature is not guaranteed with a stamp. '*|N#zmI@M.Y&" ;CReVr,)' To use the shareholder portal, follow the steps below: NOTE: If you do not know your account number, please check your most recent statement, or contact Broadridge Shareholder Services at 800-586-1585, 9:00am - 6:00pm EST. 0000001203 00000 n Securities and Exchange Commission (SEC) regulations define the financial institutions that are eligible to provide such signature guarantees, e.g., commercial banks, brokers, credit unions, savings and loan institution.

The provider of the stamp or guarantor reviews documentation provided by you, the signer, and by issuing the stamp, warrants at the time of signing the signature was genuine; and the signer was an appropriate person to endorse the signer had legal capacity to sign. The funds are not released until the settlement of that trade. Welcome to the knowledge center, please read through the information of frequently asked questions for answers to the common inquiries. $('#accordion').find('.accordion-toggle').each(function(){ 0000005732 00000 n endstream endobj 235 0 obj <>/Filter/FlateDecode/Index[10 194]/Length 29/Size 204/Type/XRef/W[1 1 1]>>stream The letter of instruction must be accompanied by a Legal Transfer Form bearing the appropriate signature(s). Please refer to page two of the Legal Transfer Form for additional document requirements based on your stock transferring situation. 0000001378 00000 n Additionally, the Investor Portal can be accessed using the Safari web browser. The completed Legal Transfer Form, the original stock certificate(s) (if applicable), and supplemental documentation (if required) may be mailed to the following address for processing: Standard Mail:Broadridge Corporate Issuer SolutionsP.O. Click on the Create Profile button under First Time Users. 0000008396 00000 n 0000009665 00000 n If you hold shares in certificate form, your sales request must be submitted by mail. Certificates will not be issued for shares held in a plan. The costs associated with DSPPs may be higher or lower than the costs of using a broker. TA{Yii#H Shares can be transferred to your brokerage account by the Deposit/Withdrawal at Custodian (DWAC) system or by DRS. 204 0 obj <> endobj Registering shares in the name of a Trust requires that specific information be provided: the name of the trust and/or the maker or beneficiary and the date of the trust instrument. Otherwise, if your shares are not part of such plans, you must take your certificate(s) to a securities broker to sell the shares. For example: Mary Smith Cust Don Smith NY Unif Trans Min Act. You will receive the PIN within ten business days. In some cases additional documents will be required to complete the transfer. More information about MSGs can be found at https://stai.org/page/medallion. If the stock issuer supports these stock options, you may deposit your certificated share(s) into the DRS Book Entry form or Plan form in order to sell through Broadridge. Visit your online account and change your investment elections in the appropriate plan section, Change your elections by completing the form on your account statement and returning it to Broadridge, Transfer shares to your broker via the transfer process (see FAQ "Transfers"), Request that Broadridge facilitate the sale of your shares by completing the form attached to your account statement and returning it to Broadridge, Confirm that Broadridge is the transfer agent - our name will usually appear on the certificate. Company mailings, including dividends, will reach you through your broker. When will I receive my 1099?Form 1099s are typically mailed or sent electronically in January according to IRS guidelines. 0000001198 00000 n }); Please follow the instructions detailed on the Knowledge Center: Certificates with the completed sale request. You may contact us using the company specific Interactive Voice Response System (IVR) for your specific company and following the voice instructions. 0000004299 00000 n Example: Mary Smith & Barbara Smith Ten Com. Securities and Exchange Commission (SEC) regulations define the financial institutions that are eligible to provide such signature guarantees, e.g., commercial banks, brokers, credit unions, savings and loan institution. eXp Realty and eXp Realty of Canada also feature an aggressive revenue sharing program that pays agents a percentage of gross commission income earned by fellow real estate professionals who they attract into the Company. This depends on the transfer transaction that you and your broker decide to process. More information about Medallion Signature Guarantees or MSGs can be found at. It is suggested that the shipment be insured for 2% of the current value of the shares for domestic shipments and 4% of the current value if the package is originating overseas. 0000004907 00000 n edgewell spinoff energizer ecomm pymnts latam Transfer agents are obligated to ensure that such stamps appear on the transfer documents and are entitled to refuse a transfer of shares if a signature is not guaranteed with a stamp. Box 1342 Brentwood, NY 11717 Phone:1-800-586-1585 Fax:215-553-5402 shareholder@broadridge.com. hb```a``e`e` SXLuU4-x+((X`R2,303ju4Lc Q`RP"\2,}B@m@=o]d`dU @ k-" 0000023838 00000 n Restricted shares are acquired before the securities were registered under the Securities Act of 1933. Confirm that Broadridge is the transfer agent - our namewill usually appear on your account statement. These instructions should provide the name, address and social security number for each transferee and should indicate the number of shares to be transferred. Brentwood, NY 11717. Confirm that Broadridge is the transfer agent - our name will usually appear on the certificate. Once confirmation of payment is received, the Shareholders Representation Letter will be forwarded to Broadridge for processing. These requests must be mailed in. Changing plan elections If your broker is a participant in the DRS Profile system, your broker may request your shares from Broadridge through DRS (Broadridges DRS Limited Participant Account number is 7824).

endstream endobj startxref To determine how the shares to be transferred are held, please access your account through our Shareholder Portal, refer to your account statement, or contact us directly. endstream endobj 200 0 obj <>/Filter/FlateDecode/Index[14 164]/Length 27/Size 178/Type/XRef/W[1 1 1]>>stream 5. If you are utilizing a later version of Internet Explorer, you can try using the Browser Compatibility feature by following the instructions below: 2. }V"HI60VY*AK8b_op|+`"&/:PI8%~[p>gN{zP !P0 R*4%6*'s5\t)th7 |FV#~h,hAPa'WG*J5JbqWmWzN8RY{?Cstu4=w6Sl&!':vW"^Cuv0LF[9UPrnbIm%Tav$S9LJa'2#3. How do I use Broadridges shareholder portal? 204 33 When you request a sale via the online Shareholder Portal, Interactive Voice Response system (IVR) or via the call center, the day the sale is submitted a check or pending direct deposit (ACH) transaction will be created.

Deposit/Withdrawal at Custodian (DWAC) requires a signed stock power from your broker with medallion guarantee stamp and your signed letter of instruction to be provided to Broadridge prior to the initiation of the DWAC transaction. From the dropdown menu, select Internet Explorer 8 or 9. If you hold certificates that you wish to transfer, please follow the steps below: Broadridge Corporate Issuer Solutions A Medallion Signature Guarantee (MSG) is required. While there may be a fee associated with obtaining a Medallion Signature Guarantee, most banks and brokerage firms provide this service free of charge to their customers.
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